Cftc no action letter 20-37

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August undefined, 2024

WebSep 27, 2024 · （前情提要：暗潮湧鬥，CFTC 主席槓上 SEC : 要盡快釐清數位資產的證券歸類問題）前天（9/25）美國證券業監管機構－－美國證券交易委員會（SEC）發出一封「無異議函（No-action letter）」表示，透過 *另類交易系統（ATS）經營數位資產業務的證券經 … Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. ... Commodity Futures Trading Commission. ACTION: ... 1.35, 1.37, and 1.39) so that records of swap transactions are maintained analogously …

Latham & Watkins Discusses CFTC No-Action Relief on IBOR …

WebOn November 13, 2024, the CFTC also issued No-Action Letter 20-36, extending existing relief to SEFs from certain audit trail requirements under CFTC Regulation 37.205 relating to post-execution allocation information. WebNov 20, 2024 · Under the terms of CFTC Letter No. 20-37, DMO confirms that it will not recommend that the CFTC take an enforcement action against a non-US SD or a non … thin film optics ppt

Accounting/Tax/Regulation

WebJan 9, 2024 · Update: On January 8, 2024, the CFTC issued No-Action Letter No. 20-01 (No-Action 20-01), which supplements the relief under No-Action 17-27. No-Action 20 … Web11 rows · Mar 30, 2024 · No-action letter regarding investments of customer funds by … WebNov 29, 2024 · In both the Press Release and announcement letter the CFTC makes it clear that this no-action position does not excuse affected persons from compliance with any other applicable requirements of the Commodity … saints row 2022 ocean of games

Request Relates to CFTC Letter Nos. 19-26, 19-27, 19-28 Mr.

SDs and MSPs Exempted from FX Pre-trade Mark Obligations by CFTC

WebJan 9, 2024 · 20 See Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings, ... 25 CFTC No-Action Letter No. 12-37 (Nov. 29, 2012) (registration relief for family office CPOs), and CFTC No-Action Letter No. 14-143 (Nov. 5, ... WebCFTC Letter No. 20-08 No-Action March 17, 2024 U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, … thin film optical online calculatorWebSep 25, 2024 · As reported here, CFTC Letter No. 20-28 provided supplemental guidance and no-action relief with respect to CFTC Regulation 1.56 (prohibition of guarantees against loss) compliance... thin film optical filters pdf

"" - Cftc no action letter 20-37

Cftc no action letter 20-37

Requestor Beware: CFTC Changes No-Action Publication Policy

Web7 hours ago · On September 15, 2024, MPD and DCR published CFTC Letter No. 22–11, which further extended the no-action position until the earlier of September 30, 2024 or … WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No …

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WebJan 9, 2024 · On May 30, 2024, the CFTC issued No-Action Letter 17-27 (No-Action 17-27), further extending relief to swap execution facilities (SEFs) and designated contract markets (DCMs) from certain CFTC regulations to allow for: The correction of clerical or operational errors that cause a swap to be rejected for clearing; and WebVictoria University of Wellington secured a no-action letter from the Commodity Futures Trading Commission (CFTC), [18] eliminating the risk of prosecution for illegal online gambling. [19] In order to secure the no-action letter, each question is limited to 5,000 traders, and there is an $850 cap on individual investments per question. [2]

WebJan 13, 2024 · If, however, CFTC staff denies the request for confidential treatment, the requestor may withdraw the relief request or other written communications within 30 days … WebDec 27, 2024 · US CFTC Issues Further Technical No-Action Relief and Guidance for LIBOR Transition. On December 22, 2024, in response to a request from the Alternative …

WebCFTC Letter No. 17-61, No-Action Relief for Swap Execution Facilities from Compliance with the Timing Requirements of Commission Regulation 37.1501(f)(2) Relating to Chief Compliance Officer Annual Compliance Reports and Commission Regulation 37.1306(d) Relating to Fourth Quarter Financial Reports,Nov. 20, 2024 (“CFTC NAL No. 17-61”). Web7 hours ago · Question 12: The Commission requests comment on the extent to which DCOs, clearing members, and customers currently rely on the no-action position in CFTC Letter No. 19–17 (including the extensions of time in CFTC Letters No. 20–28, 21–29, and 22–11) to permit and/or engage in separate account treatment.

WebMar 18, 2024 · The CFTC’s no-action letters provided varying relief for a number of market participants, including swap dealers (SDs), members of designated contract markets (DCMs), members of swap execution facilities (SEFs), futures commission merchants (FCMs), introducing brokers (IBs), retail foreign exchange dealers (RFEDs), and floor …

WebJul 20, 2024 · No-Action Letter to address industry developments. One of these requests for DCR— regarding the rates covered by the DCR No-Action Letter—has since taken … saints row 2022 old town east discoveriesWebwww.cftc.gov thin film optical lensesWebThe relief was originally issued by the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) and Division of Market Oversight (DMO) in a series of no-action letters (collectively, the COVID-19 letters) issued on March 17, 2024, and was later extended to September 30, 2024, under No-Action Letter 20-19 (No-Action 20-19) (see Legal … thin film ovenWebDec 5, 2014 · CFTC Releases No-Action Letter 14-144. December 05, 2014. The letter modifies previous No-Action Letter 13-22, to expand relief for treasury affiliates entering … saints row 2022 pc save editorWebIn April 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter granting temporary relief to registrants and applicants for … saints row 2022 money glitchWebSep 18, 2024 · On August 31, 2024, three divisions of the US Commodity Futures Trading Commission (CFTC) issued revised no-action letters providing additional relief to swap dealers (SDs), end users, and other market participants from registration requirements; business conduct standards; uncleared swap margin requirements; mandatory clearing; … saints row 2022 pc torrentWebDec 7, 2024 · The ARRC CFTC No-Action Relief Extension Request was formally filled by the ARRC with the CFTC on Dec 02. This letter requests an extension from December 31, 2024 to June 30, 2024 for relief previously granted by the CFTC on August 31, 2024, to the extent such relief was time-limited to December 31, 2024. thin film oven test pdf